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FCA

FCA SM&CR Obligations

The Senior Managers and Certification Regime is almost a register demo script — Salalem runs the mechanics; we build the requirement set with you.

Built with you
Regulator
FCA
Jurisdiction
United Kingdom
Sector
Banking
Requirements
Built with you

SM&CR asks firms to keep a living picture of who holds which certified function, what competence evidence backs them, and when that evidence must renew. Completion reports alone do not survive that question.

There is no off-the-shelf Salalem Compliance Pack for SM&CR yet. We map your firm's certification and training obligations into the requirements engine, then prove them in the examiner-ready register.

Consult

The requirement set for this regime is built with you — there is no off-the-shelf pack yet. The walkthrough below shows the platform mechanics that will run it.

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The register

What the examination asks for

The certificate register is the product of the regime — not a side report. Salalem is built around that register; the consult fills it with your firm's obligations.

Sample register — marketing illustration, not a live client record.

A to Z

How the obligation runs on Salalem

  1. 01

    Your regulator's obligation

  2. 02

    Requirement set built with you

  3. 03

    Roles mapped from your org chart

  4. 04

    Journeys assigned per role

  5. 05

    Deadlines and renewals tracked

  6. 06

    Evidence captured per obligation

  7. 07

    Examiner-ready register

  8. 08

    Audit export on demand

Sample walkthrough — marketing illustration, not a live client register.

More coverage

Other regimes in this sector

Bring One Requirement. Leave With Its Record.

Give us an hour and one real requirement — from your rulebook or from a role profile. You will see how it maps to people, deadlines, and evidence on Salalem.

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Get a Demo