FCA SM&CR Obligations
Certification and competence evidence under the FCA's Senior Managers and Certification Regime, held per person with the date each certificate renews.
- Regulator
- FCA
- Jurisdiction
- United Kingdom
- Sector
- Banking
- Requirements
- Built with you
SM&CR asks firms to keep a living picture of who holds which certification function, what competence evidence backs them, and when that evidence must renew.
Under SM&CR, a consult starts from your firm's list of certification functions and the training each one carries, and sets each up as a requirement with its renewal date.
Consult
We have not published a pack for this regulator, so we write its requirements with you. The walkthrough below shows how Salalem assigns, renews, and records them.
The register
What the examination asks for
The register lists who holds each certification function, whether their certificate is current, and the competence evidence behind it.
A to Z
How the obligation runs on Salalem
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01
Your regulator's obligation
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02
Requirement set built with you
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03
Roles mapped from your org chart
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04
Journeys assigned per role
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05
Deadlines and renewals tracked
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06
Evidence captured per obligation
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07
Examiner-ready register
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08
Audit export on demand
More coverage
Other regimes in this sector
Bring One Requirement. See How Its Record Is Built.
Give us an hour and one real requirement — from your rulebook or from a role profile. You will see how it maps to people, deadlines, and evidence on Salalem.
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