MiFID II Knowledge & Competence
Knowledge-and-competence evidence for staff who give investment information or advice under MiFID II, as your national regulator applies the ESMA guidelines.
- Regulator
- ESMA · national regulators
- Jurisdiction
- European Union
- Sector
- Banking
- Requirements
- Built with you
MiFID II knowledge-and-competence rules ask firms to evidence that staff giving information or advice meet defined standards — and keep that evidence current.
Each national regulator applies the ESMA guidelines in its own way, so a consult starts from the version your firm answers to: it lists the roles that give information or advice, the qualification and experience each needs, and turns them into requirements you can assign and track.
Consult
We have not published a pack for this regulator, so we write its requirements with you. The walkthrough below shows how Salalem assigns, renews, and records them.
The register
What the examination asks for
For each role that gives information or advice, the register lists who must meet the standard, who does, and the qualification and experience evidence behind each record. A consult adds your MiFID II obligations to it, role by role.
A to Z
How the obligation runs on Salalem
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01
Your regulator's obligation
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02
Requirement set built with you
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03
Roles mapped from your org chart
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04
Journeys assigned per role
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05
Deadlines and renewals tracked
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06
Evidence captured per obligation
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07
Examiner-ready register
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08
Audit export on demand
Bring One Requirement. See How Its Record Is Built.
Give us an hour and one real requirement — from your rulebook or from a role profile. You will see how it maps to people, deadlines, and evidence on Salalem.
Book a demo