US Banking Obligations
Baseline obligations for US retail and commercial banks — BSA/AML, sanctions, privacy, and fair-lending, tracked to an examiner-ready register.
- Regulator
- OCC · FDIC · Fed · FinCEN
- Jurisdiction
- United States
- Sector
- Banking
- Requirements
- 8
The register tracks BSA/AML, sanctions, privacy, fair-lending, and related obligations: who owes each element, who completed it, and what evidence backs the bank's books and records at examination.
This pack carries eight baseline requirements. Each requirement comes without a course attached: you match it to your roles and choose the course from your catalog that covers it. Annual renewal is Salalem's default schedule for the recurring requirements, and each bank sets its own cycle.
Broker-dealer continuing education under FINRA is a separate obligation we handle through a consult, not through this pack.
Requirements
What this pack covers
8 requirements in this pack. We walk through the roles, renewal cycles, and source instruments behind them in the consult.
- 01
BSA/AML Fundamentals
- 02
OFAC & Sanctions Screening
- 03
GLBA Privacy & Information Security
- 04
Fair Lending (ECOA / FHA)
- 05
UDAAP Awareness
- 06
FACTA Red Flags (Identity Theft)
- 07
Regulation CC (Funds Availability)
- 08
Code of Ethics & Conduct
The register
What the examination asks for
For each requirement, the register shows who owes it, who has completed it, and the evidence behind each record, ready to export when examiners ask about books and records.
A to Z
How the obligation runs on Salalem
-
01
Federal banking obligations
-
02
Requirements loaded from the pack
-
03
Suggested audiences matched to your roles
-
04
Your catalog activity attached per requirement
-
05
Renewal cycles tracked per employee
-
06
Completion and assessment evidence
-
07
Examiner-ready register
-
08
Sealed audit binder
Bring One Requirement. See How Its Record Is Built.
Give us an hour and one real requirement — from your rulebook or from a role profile. You will see how it maps to people, deadlines, and evidence on Salalem.
Book a demo